OT notes · Ophthalmology

Intracapsular cataract extraction (ICCE)

Usual anaesthesia
Peribulbar block (general in children or uncooperative patients)
Position
Supine, head straight, operating microscope
Setting
elective

Operative note template for intracapsular cataract extraction, with a filled example for cryoextraction of a markedly subluxated cataractous lens with anterior chamber IOL under peribulbar block.

Download printable PDFFree. Just log in with your Google (Gmail) account.

Blank template

Follow this order in the case sheet. Tick the options that apply and fill the blanks.

Patient and case

  1. Name / Age / Sex
  2. UHID / IP no. / Ward-Bed
  3. Date of surgery / OT no.
  4. CaseElectiveEmergency (non-elective)if emergency, state urgency and reason
  5. Timesin OT ___ anaesthesia start ___ incision ___ closure ___ out of OT ___

Team

  1. Operating surgeonname, designation
  2. Assistant(s)
  3. Supervising consultantpresent in OT / available / not applicable
  4. Steps done by the residentwhole procedure / named steps, under whose supervision
  5. Anaesthetist
  6. Scrub nurse / circulating nurse

Diagnosis and procedure

  1. Pre-operative diagnosis
  2. Post-operative diagnosis
  3. Procedure planned
  4. Procedure performedif different from plan, state why
  5. Extra procedure done and reason'none' if none. Only to save life or health if not consented

Consent and safety checks

  1. Informed consentGeneralProcedure-specificHigh-riskAnaesthesiain a language the patient understands: language ___ witness ___
  2. Site / side markedYesNot applicable
  3. WHO Surgical Safety ChecklistSign inTime outSign out
  4. Antibiotic prophylaxisdrug, dose, route, time given before incision
  5. VTE prophylaxisMechanicalPharmacologicalNot indicated

Risks to explain in the consent for this operation

  • vitreous loss and need for anterior vitrectomy
  • rupture of the lens capsule, conversion to extracapsular removal
  • lens or fragment falling into the vitreous
  • raised eye pressure after surgery
  • retinal detachment and cystoid macular oedema (higher than with extracapsular surgery)
  • infection inside the eye (endophthalmitis)
  • corneal swelling and astigmatism from the large incision
  • anterior chamber IOL problems: corneal swelling later, need to remove or exchange the lens
  • expulsive haemorrhage (rare)
  • block-related: bleeding behind the eye, globe perforation (rare)

Pre-operative details for this operation

  1. EyeRightLeft
  2. Indication for ICCE rather than ECCE / SICSMarkedly subluxated lensDislocated lens in anterior chamberOther (state)extent of zonular loss in clock hours, phacodonesis, vitreous in AC
  3. Type of cataractmature / hypermature / intumescent
  4. Visual acuity, IOP, fundus or B-scanB-scan if no fundus view
  5. Biometry and IOL powerkeratometry, axial length, formula, AC IOL power chosen
  6. Lacrimal sac patency / regurgitation testPatent, no regurgitationRegurgitation present: surgery deferred
  7. PupilDilatedConstricteddrops used
  8. Eye markedYes

Anaesthesia and position

  1. AnaesthesiaPeribulbar blockRetrobulbar with facial blockGeneraldrug, concentration, volume, compression time
  2. PositionSupine, head straight

Operative findings

  1. Lenssubluxated direction, clock hours of zonular loss, capsule intact / wrinkled
  2. Vitreous in anterior chamberNonePresent before extractionProlapsed during surgery
  3. Anterior chamber and irisdepth, iridodonesis, synechiae
  4. Lens deliveredIntact in capsuleCapsule ruptured

Procedure (steps)

  1. Superior rectus bridle suturematerial and size, e.g. silk 4-0
  2. Conjunctival flapFornix basedLimbus basedNo flap (corneal section)haemostasis: wet-field cautery
  3. Groove and sectionextent in clock hours or degrees (e.g. 9.30 to 2.30, 150 degrees), depth two-thirds; entry with blade or keratome; completed with corneoscleral scissors
  4. Pre-placed suture12 o'clock pre-placedNot used
  5. Peripheral iridectomy / iridotomyOneTwoSector iridectomyinstrument; patency confirmed by red reflex
  6. ZonulolysisNot neededAlpha-chymotrypsin injected behind iris
  7. Lens deliveryCryoextractionCapsule forceps (Arruga)Wire vectisSmith (Indian) expressioncryo temperature; which pole first
  8. Vitreous managementNo vitreous lossAnterior vitrectomy (method)
  9. Pupil constricted and iris repositedacetylcholine / pilocarpine, iris repositor
  10. Anterior chamber formedAirBalanced salt solutionViscoelastic
  11. Anterior chamber IOLmodel, power, size; inferior haptic to 6 o'clock angle, superior haptic to upper angle; position checked; or 'left aphakic' with reason
  12. Viscoelastic removedYesNot used

Closure, drains and dressing

  1. Section closednumber of sutures, material, e.g. 5 to 7 interrupted nylon 10-0, knots buried
  2. Wound watertightYes
  3. Conjunctival flapReposited with wet-field cauterySutured
  4. Subconjunctival injectiondrugs and volumes
  5. PadPad and bandagePad and shield

Specimens and implants

  1. LensDiscarded as human anatomical wasteSent for HPE (reason)
  2. IOLmake, model, type (AC IOL), power, size, batch / lot, serial; barcode sticker pasted in the note

End of procedure

  1. Estimated blood lossml
  2. IV fluids and blood / products givenfluids (ml); blood: type, units, bag nos.
  3. Swab, needle and instrument countCorrectIncorrect: action taken
  4. Intra-operative complications / difficultieswhat happened and what was done; 'none' if none
  5. Implant stickersNo implantAffixed in case sheet, OT register and for discharge summary
  6. Condition at end of surgery / shifted toPACUWardICU/HDU

Post-operative orders

  1. Restlie quietly on the back for 2 to 3 hours
  2. Painanalgesic drug, dose, route
  3. Dressingpad removed next morning and eye examined
  4. Antibiotic dropsfour times a day for 10 to 14 days
  5. Steroid dropsprednisolone 3 to 4 times a day for 6 to 8 weeks, tapered
  6. NSAID drops2 to 3 times a day for about 4 weeks
  7. Anti-glaucoma covertimolol 0.5% twice a day for 7 to 10 days if ordered; IOP on day 1
  8. Suturesremoval at 6 to 8 weeks
  9. Spectaclesfinal refraction after suture removal

Signature

  1. Name and designation of person writing note
  2. Medical Council registration no.
  3. Signature / date / time of writingwrite before the patient leaves recovery

Worked example

Fictional case: Mr. B.D., 68 years, left eye hypermature cataract with the lens subluxated down and out, phacodonesis and about 6 clock hours of zonular loss after old blunt trauma. Vision hand movements.

Case details

Date: 09/03/2026. Elective. Eye OT 1.

Block 10:05. Incision 10:20. End 11:05.

Surgeon: Dr A. (3rd-year resident, Ophthalmology). Assistant: Dr B. Consultant: Dr C., scrubbed for lens delivery.

Scrub nurse: Sr E. Anaesthetist on standby: Dr D.

Indication and pre-op

Left eye: HM close to face, projection accurate. Hypermature cataract, lens subluxated inferotemporally, superior zonules absent from 10 to 4 o'clock, phacodonesis. No vitreous in AC. IOP 18 mmHg. B-scan: retina attached.

Indication for ICCE: markedly subluxated lens, not suitable for extracapsular surgery with a posterior chamber IOL.

Biometry: K1 43.50 D, K2 44.25 D, AL 23.12 mm. AC IOL power 18.5 D chosen for emmetropia.

Regurgitation test negative both sides. Pupil not dilated.

Consent: general, procedure-specific and anaesthesia consent from the patient in Marathi. Explained vitreous loss, retinal detachment and need for AC IOL.

Left eye marked. WHO checklist sign in and time out done. No systemic antibiotic.

Anaesthesia and position

Peribulbar block, left eye, 6 ml of 2% lignocaine and 0.5% bupivacaine (2:1) with hyaluronidase 5 IU/ml and adrenaline 1:100,000. Compression 10 minutes. Supine. Lids painted with povidone-iodine and draped. Wire speculum.

Procedure

Superior rectus bridle suture with silk 4-0, eye fixed in downgaze.

Fornix-based conjunctival flap from 9.30 to 2.30 o'clock. Haemostasis with wet-field cautery.

Two-thirds depth groove at the limbus from 9.30 to 2.30 o'clock (150 degrees) with razor blade knife. AC entered with 3.2 mm keratome at 12 o'clock and section completed with corneoscleral scissors on both sides.

Peripheral iridectomy at 12 o'clock with iris forceps and de Wecker's scissors. Patency confirmed by red reflex.

Cornea lifted, lens surface dried with a sponge, iris retracted. Cryoprobe applied to the upper anterior lens surface. Freeze at -40 C, ice-ball seen to include lens cortex. Remaining zonules broken with gentle side-to-side movement and the lens delivered intact in its capsule by sliding, upper pole first.

No vitreous in the AC. Iris reposited with iris repositor. Acetylcholine 1% injected to constrict the pupil. AC filled with 2% methylcellulose.

Kelman multiflex-type AC IOL, 18.5 D, 13.0 mm, slid into the AC: inferior haptic placed in the inferior angle at 6 o'clock, superior haptic in the upper angle. Lens centred, pupil round.

Viscoelastic washed out with BSS.

Closure

Section closed with 6 interrupted nylon 10-0 sutures, knots buried. Wound watertight on BSS injection, AC well formed.

Conjunctival flap reposited and secured with wet-field cautery. Bridle suture removed.

Subconjunctival dexamethasone 0.25 ml and gentamicin 0.5 ml. Pad and bandage.

Specimens and implants

Lens: not sent for HPE, discarded in yellow bag.

IOL: AC IOL, 18.5 D, 13.0 mm, make ________, lot no. ________, serial no. ________. Barcode sticker pasted below and a copy kept for the claim file.

End of procedure

Blood loss negligible. No vitreous loss. No complications.

Needle and instrument count correct.

Shifted to ward. Pulse 76/min, BP 142/86 mmHg.

Post-op orders

Lie quietly on the back for 2 to 3 hours.

Inj diclofenac sodium IM if needed for pain, dose as charted.

Pad off tomorrow morning; examine the eye and check IOP.

From tomorrow: antibiotic eye drops 4 times a day for 2 weeks; prednisolone eye drops 4 times a day, tapered over 6 to 8 weeks; ketorolac eye drops 3 times a day for 4 weeks; timolol 0.5% twice a day for 10 days.

Suture removal at 6 to 8 weeks, then refraction for glasses.

Signature

Dr A., JR-3, Ophthalmology. Reg. no. ________. 09/03/2026, 11:15.

Must document for this operation

  • Why ICCE was chosen over extracapsular surgery, with the extent of zonular loss. ICCE is now used only for subluxated or dislocated lenses, so an auditor or court will look for this reason.
  • Size of the section in degrees or clock hours, and the number and type of sutures. This explains the astigmatism and tells the clinic when and how many sutures to remove.
  • Whether the lens came out intact in its capsule, and any vitreous loss with what was done. Vitreous loss raises the risk of retinal detachment and cystoid macular oedema and changes follow-up.
  • IOL details: type, power, size, make, lot and serial number, with the sticker. Needed for an IOL recall, for exchange if the AC IOL causes trouble, and for scheme claims.
  • Peripheral iridectomy done and patent. Without it a pupil block by vitreous or the AC IOL can cause a sharp rise in pressure.
  • Pre-op biometry values and the IOL power chosen. A refractive surprise can only be analysed if the numbers used are in the note.

Common mistakes in these notes

  • Writing 'ICCE with ACIOL done' without the indication for an intracapsular operation.
  • No IOL sticker or batch number in the note.
  • Not stating whether vitreous was lost.
  • Not recording the iridectomy.
  • Not writing the number of sutures, so the clinic does not know how many to remove.

Indian practice and paperwork

  • For an AB PM-JAY cataract claim where an IOL is implanted, the barcode number of the lens must be written on or attached to the claim. Paste the IOL sticker in the operative note. (NHA HBP 2.2 User Guidelines (hem.nha.gov.in/HBP.pdf))
  • NABH requires the batch and serial number of an implant to be recorded in the patient record, the master logbook and the discharge summary. (NABH 5th ed., MOM.10(d))
  • The extracted lens, if not sent for HPE, is human anatomical waste and goes in the yellow bag. (Bio-Medical Waste Management Rules 2016, CPCB guidelines, Yellow (a))
  • NABH expects the operative note to be written before the patient is moved out of recovery. (NABH 5th ed., COP.14(e))

Sources

  • Roper-Hall MJ. Stallard's Eye Surgery. 7th ed. Wright (Butterworths); 1989, Ch 8, The lens: types of cataract extraction; intracapsular extraction (cryoextraction) method; operative complications (expulsive haemorrhage), pp. 286-297; 310.
  • Khurana AK, Khurana AK, Khurana B. Comprehensive Ophthalmology. 6th ed. Jaypee Brothers; 2015, Ch 9, Diseases of Lens: ICCE indications and surgical steps; AC IOL implantation; post-operative management, pp. 198-201; 210-211.
  • Khurana AK, Khurana AK, Khurana B. Comprehensive Ophthalmology. 6th ed. Jaypee Brothers; 2015, Ch 26, Anaesthesia for ocular surgery (peribulbar block), pp. 592-593.

Educational template for residents. Adapt it to your institution's case-sheet format and your consultant's instructions. Patient details in the example are fictional.

Videos of this operation

Teaching videos and pages for this operation, listed under the curriculum item that asks for it.

This page cannot be printed from the browser. Use the Download printable PDF button on the page.