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Anaesthesiology

Anesthetic Risk, Quality Improvement, and Liability

Built from Barash Clinical Anesthesia, 9th Edition

What’s inside

10 sections · 163 slides

  1. 01

    Overview

    • Scope of this topic
    • Core messages
    • Framework of the topic

    3 slides

  2. 02

    Anesthesia Risk

    • Difficulty of measuring anesthesia risk
    • Fall in anesthesia-related mortality
    • Sources of variation between mortality estimates
    • Estimates of anesthesia-related death across published studies
    • Reading the mortality table
    • Postoperative peripheral nerve injury
    • Lower-extremity neuropathy after lithotomy positioning
    • Neurologic injury after regional anesthesia
    • Awareness during general anesthesia
    • Eye injuries related to anesthesia
    • Risk factors for ischemic optic neuropathy after spinal fusion
    • Evidence on anemia and hypotension in visual loss
    • Dental injury during anesthesia
    • Rates of selected anesthesia complications by study
    • Rates of dental injury after anesthesia
    • Reading the complications table

    16 slides

  3. 03

    Risk Management

    • Risk management and quality improvement compared
    • Overlap between the two programs
    • Aspects of risk management relevant to the anesthesiologist
    • Key factors in preventing patient injury
    • ASA Standards for Basic Anesthetic Monitoring
    • Standards higher than the ASA's
    • Origin and purpose of clinical checklists
    • Expansion of checklists in anesthesia practice
    • Evidence for checklists in clinical care
    • Staged implementation of the surgical safety checklist
    • Purpose of the checklist at each stage
    • Using the checklist that follows
    • World Health Organization Surgical Safety Checklist elements
    • World Health Organization Surgical Safety Checklist elements (continued)
    • World Health Organization Surgical Safety Checklist elements (continued)
    • Informed consent for anesthesia
    • Consent when the plan changes or medication has been given
    • Limitations of the informed consent process
    • Shared decision making
    • Requirements of the anesthesia record
    • Consequences of an inadequate record
    • Anesthesia information management systems
    • Benefits of a well-configured AIMS
    • Clinical decision support from AIMS
    • Medicolegal concerns raised about electronic records
    • Electronic record practices that weaken a defense
    • Documenting a critical incident
    • Correcting and protecting records after an incident
    • Immediate steps after an anesthetic complication
    • Communicating with the patient and family
    • Benefits of disclosure after an adverse outcome
    • Apology laws
    • Communication and resolution approaches
    • Do-not-resuscitate orders in the perioperative period
    • Managing a DNR order before a procedure
    • Reinstating a suspended DNR order
    • Physician discretion in elective care

    37 slides

  4. 04

    National Practitioner Data Bank

    • Purpose of the National Practitioner Data Bank
    • Reportable actions to the NPDB
    • Threshold for reporting a malpractice payment
    • Disputing an NPDB report
    • Practical effects of NPDB reporting

    5 slides

  5. 05

    Quality Improvement and Patient Safety

    • Definition of quality in health care
    • Six IOM domains of quality
    • Foundations of patient safety work
    • Structure, process and outcome
    • Applying the three-component model
    • Limits of the structure-process-outcome model
    • Systems view of error in continuous quality improvement
    • Inputs to a continuous quality improvement process
    • Reframing a quality question in systems terms
    • From a controllable cause to a system change
    • Reactive and proactive quality improvement
    • Methods for proactive process redesign
    • Rarity of adverse outcomes as a measurement problem
    • Difficulty of measuring desired outcomes
    • Critical incidents as intermediate measures
    • Value of tracking critical incidents
    • Sentinel events
    • Investigating a sentinel event
    • Human error and system safeguards
    • Two categories of human error
    • Communication and resolution programs
    • Effects of communication and resolution programs

    22 slides

  6. 06

    Accreditation and Payment

    • Role of the Joint Commission
    • Joint Commission quality improvement cycle
    • Joint Commission requirements for quality activities
    • National Patient Safety Goals
    • The preprocedure time-out
    • Root cause analysis of sentinel events
    • Perioperative sentinel events
    • Alternative payment models and pay for performance
    • Risk transfer through capitation and bundled payments
    • Centers for Medicare and Medicaid Services programs
    • Evidence on pay for performance
    • Position on future payment models
    • National anesthesiology outcomes registries
    • Uses of registry data

    14 slides

  7. 07

    Professional Liability

    • Civil law and the tort system
    • Four elements of a successful malpractice suit
    • Consequence of failing to prove an element
    • Establishing duty
    • Establishing breach of duty
    • Proximate cause and the standard of proof
    • Tests used to establish causation
    • Res ipsa loquitur
    • Requirements for applying res ipsa loquitur
    • Three types of damages
    • Punitive damages and other sanctions
    • Determining the dollar amount of an award
    • Role of expert witnesses
    • Information sought about an expert witness
    • Outcome bias in judging standard of care
    • Findings of the outcome bias study
    • Sources that define the standard of care

    17 slides

  8. 08

    Causes of Anesthesia-Related Lawsuits

    • Proportion of injuries that reach litigation
    • Types of anesthesia care in malpractice claims, 2005 to 2014
    • Distribution of claims by type of anesthesia care
    • Most common injuries leading to anesthesia malpractice claims
    • Leading injuries in anesthesia malpractice claims
    • Causes of death and permanent brain damage in claims
    • Nerve damage and aspiration in closed claims
    • Chronic pain management claims
    • Human factors identified in recent closed claims studies

    9 slides

  9. 09

    What to Do When Sued

    • Start of a lawsuit
    • Immediate actions on being served
    • Preparing the answer to the complaint
    • Discovery
    • Depositions in a malpractice case
    • Conduct during a deposition
    • Working with the attorney on expert depositions
    • Settlement
    • Progression to trial
    • Testifying at trial
    • Conduct of the defendant during trial
    • Meaning of proof in a malpractice case
    • Effect of litigation on the anesthesiologist

    13 slides

  10. 10

    Summary

    • Summary of anesthesia risk
    • Summary of risk management and quality improvement
    • Summary of liability
    • References
    • References
    • References
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    • References
    • Barash, Cullen, and Stoelting's Clinical Anesthesia, 9th Edition

    18 slides